draft-behera-ldap-password-policy-xx.txt



Internet-Draft                                                P. Behera
draft behera-ldap-password-policy-07.txt                      L. Poitou
Intended Category: Proposed Standard                   Sun Microsystems
Expires: August 2004                                     J. Sermersheim
                                                                 Novell

                                                          February 2004
 
 
                  Password Policy for LDAP Directories 
 
 
Status of this Memo 
 
   This document is an Internet-Draft and is in full conformance with 
   all provisions of Section 10 of RFC 2026.  
    
   Internet-Drafts are working documents of the Internet Engineering 
   Task Force (IETF), its areas, and its working groups. Note that 
   other groups may also distribute working documents as Internet-
   Drafts. 
    
   Internet-Drafts are draft documents valid for a maximum of six 
   months and may be updated, replaced, or obsoleted by other documents 
   at any time. It is inappropriate to use Internet- Drafts as 
   reference material or to cite them other than as "work in progress." 
     
   The list of current Internet-Drafts can be accessed at 
   http://www.ietf.org/ietf/1id-abstracts.txt  
    
   The list of Internet-Draft Shadow Directories can be accessed at 
   http://www.ietf.org/shadow.html. 
    
   Technical discussions of this draft are held on the LDAPEXT Working 
   Group mailing list at ietf-ldapext@netscape.com. Editorial comments 
   may be sent to the authors listed in Section 13. 
    
   Copyright (C) The Internet Society (2004). All rights Reserved. 
    
   Please see the Copyright Section near the end of this document for 
   more information. 
    
    
Conventions 
    
   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", 
   "SHOULD", "SHOULD NOT", "RECOMMENDED", and "MAY" in this document 
   are to be interpreted as described in RFC 2119 [RFC-2119]. 
    

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1. Abstract 
    
   Password policy as described in this document is a set of rules that 
   controls how passwords are used and administered in LDAP 
   directories. In order to improve the security of LDAP directories 
   and make it difficult for password cracking programs to break into 
   directories, it is desirable to enforce a set of rules on password 
   usage.  These rules are made to ensure that users change their 
   passwords periodically, passwords meet construction requirements, 
   the re-use of old password is restricted, and users are locked out 
   after a certain number of failed attempts. 
    
    
2. Overview 
    
   LDAP-based directory services are currently accepted by many 
   organizations as the access protocol for directories. The ability to 
   ensure the secure read and update access to directory information 
   throughout the network is essential to the successful deployment.  
   Most LDAP implementations support many authentication schemes - the 
   most basic and widely used is the simple authentication i.e., user 
   DN and password. In this case, many LDAP servers have implemented 
   some kind of policy related to the password used to authenticate. 
   Among other things, this policy includes: 
    
   - Whether and when passwords expire. 
   - Whether failed bind attempts cause the account to be locked. 
   - If and how users are able to change their passwords. 
    
   In order to achieve greater security protection and ensure 
   interoperability in a heterogeneous environment, LDAP needs to 
   standardize on a common password policy model. This is critical to 
   the successful deployment of LDAP directories. 
    
2.1. Application of password policy 
    
   The password policy defined in this document can be applied to any 
   attribute holding a user's password used for an authenticated LDAP 
   bind operation. In this document, the term "user" represents any 
   LDAP client application that has an identity in the directory. 
    
   This policy is typically applied to the userPassword attribute in 
   the case of the LDAP simple authentication method [RFC-2251] or the 
   case of password based SASL [RFC-2222] authentication such as CRAM-
   MD5 [RFC-2195] and DIGEST-MD5 [RFC-Digest]. 
    
    
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   The policy described in this document assumes that the password 
   attribute holds a single value. No considerations are made for 
   directories or systems that allow a user to maintain multi-valued 
   password attributes. 
    
   Server implementations MAY institute internal policy whereby certain 
   identities (such as directory administrators) are not forced to 
   comply with any of password policy. In this case, the password for a 
   directory administrator never expires; the account is never locked, 
   etc.  
    
   The term "directory administrator" refers to a user that has 
   sufficient access control privileges to modify users' passwords, and 
   the pwdPolicy object defined in this document. The access control 
   that is used to determine whether an identity is a directory 
   administrator is beyond the scope of this document, but typically 
   implies that the administrator has 'write' privileges to the 
   password attribute. 
    
3. Articles of password policy 
    
   The following sections explain in general terms each aspect of the 
   password policy defined in this document as well as the need for 
   each. These policies are subdivided into the general groups of 
   password usage and password modification. Implementation details are 
   presented in Sections 6 and 7. 
    
3.1. Password Usage Policy 
 
   This section describes policy enforced when a password is used to 
   authenticate. The general focus of this policy is to minimize the 
   threat of intruders once a password is in use. 
    
3.1.1. Password Guessing limit 
    
   In order to prevent intruders from guessing a user's password, a 
   mechanism exists to track the number of failed authentication 
   attempts, and take action when a limit is reached. 
    
   This policy consists of five parts: 
    
   -  A configurable limit on failed authentication attempts.  
    
   -  A counter to track the number of failed authentication attempts. 
    
   -  A timeframe in which the limit of consecutive failed 
      authentication attempts must happen before action is taken. 
    

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   -  The action to be taken when the limit is reached. The action will 
      either be nothing, or the account will be locked. 
    
   -  An amount of time the account is locked (if it is to be locked). 
      This can be indefinite. 
    
3.2. Password Modification Policy 
    
   This section describes policy enforced while users are modifying 
   passwords. The general focus of this policy is to ensure that when 
   users add or change their passwords, the security and effectiveness 
   of their passwords is maximized. In this document, the term "modify 
   password operation" refers to any operation that is used to add or 
   modify a password attribute. Often this is done by updating the 
   userPassword attribute during an add or modify operation, but MAY be 
   done by other means such as an extended operation. 
    
    
3.2.1. Password Expiration, Expiration Warning, and Grace binds 
    
   One of the key properties of a password is the fact that it is not 
   well known. If a password is frequently changed, the chances of that 
   user's account being broken into are minimized. 
     
   Directory administrators may deploy a password policy that causes 
   passwords to expire after a given amount of time - thus forcing 
   users to change their passwords periodically. 
    
   As a side effect, there needs to be a way in which users are made 
   aware of this need to change their password before actually being 
   locked out of their accounts. One or both of the following methods 
   handle this: 
    
   -  The user is sent a warning sometime before his password is due to 
      expire. If the user fails to heed this warning before the 
      expiration time, his account will be locked. 
    
   -  The user may bind to the directory a preset number of times after 
      her password has expired. If she fails to change her password 
      during one of her 'grace' binds, her account will be locked. 
    
3.2.2. Password History 
 
   When the Password Expiration policy is used, an additional mechanism 
   may be employed to prevent users from simply re-using a previous 
   password (as this would effectively circumvent the expiration 
   policy). 
    

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   In order to do this; a history of used passwords is kept. The 
   directory administrator sets the number of passwords to be stored at 
   any given time. Passwords are stored in this history whenever the 
   password is changed. Users aren't allowed to specify any passwords 
   that are in the history list while changing passwords. 
 
3.2.3. Password Minimum Age 
    
   Users may circumvent the Password History mechanism by quickly 
   performing a series of password changes. If they change their 
   password enough times, their 'favorite' password will be pushed out 
   of the history list. 
    
   This process may be made less attractive to users by employing a 
   minimum age for passwords. If users are forced to wait 24 hours 
   between password changes, they may be less likely to cycle through a 
   history of 10 passwords. 
    
3.2.4. Password Quality and Minimum length 
    
   In order to prevent users from creating or updating passwords that 
   are easy to guess, a password quality policy may be employed. This 
   policy consists of two general mechanisms - ensuring that passwords 
   conform to a defined quality criteria and ensuring that they are of 
   a minimum length. 
    
   Forcing a password to comply with the quality policy may imply a 
   variety of things including: 
    
   -  Disallowing trivial or well-known words make up the password. 
    
   -  Forcing a certain number of digits be used. 
    
   -  Disallowing anagrams of the user's name. 
    
   The implementation of this policy meets with the following problems: 
    
   -  If the password to be added or updated is encrypted by the client 
      before being sent, the server has no way of enforcing this 
      policy. Therefore, the onus of enforcing this policy falls upon 
      client implementations. 
    
   -  There are no specific definitions of what 'quality checking' 
      means. This can lead to unexpected behavior in a heterogeneous 
      environment.  
    
3.2.5. User Defined Passwords 
    

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   In some cases, it is desirable to disallow users from adding and 
   updating their own passwords. This policy makes this functionality 
   possible.  
    
   This implies that certain other policy, such as password expiration 
   is not enforced.  
    
3.2.6. Password Change After Reset 
    
   This policy forces the user to update her password after it has been 
   set for the first time, or has been reset by the directory 
   administrator. 
    
   This is needed in scenarios where a directory administrator has set 
   or reset the password to a well-known value. 
 
3.2.7. Safe modification 
    
   As directories become more commonly used, it will not be unusual for 
   clients to connect to a directory and leave the connection open for 
   an extended period. This opens up the possibility for an intruder to 
   make modifications to a user's password while that user's computer 
   is connected but unattended. 
    
   This policy forces the user to prove his identity by specifying the 
   old password during a password modify operation. 
    
3.3. Restriction of the Password Policy 
    
   The password policy defined in this document can apply to any 
   attribute containing a password. Password policy state information 
   is held in the user's entry, and applies to a password attribute, 
   not a particular password attribute value. Thus the server SHOULD 
   enforce that the password attribute subject to password policy, 
   contains one and only one password value. 
    
    
4. Schema used for Password Policy 
    
   The schema elements defined here fall into two general categories. A 
   password policy object class is defined which contains a set of 
   administrative password policy attributes, and a set of operational 
   attributes are defined that hold general password policy state 
   information for each user. 
    
4.1. The pwdPolicy Object Class 
    
   This object class contains the attributes defining a password policy 
   in effect for a set of users. Section 8 describes the administration 

 
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   of this object, and the relationship between it and particular 
   objects. 
    
   (  1.3.6.1.4.1.42.2.27.8.2.1 
      NAME 'pwdPolicy'  
      SUP top 
      AUXILIARY  
      MUST ( pwdAttribute ) 
      MAY ( pwdMinAge $ pwdMaxAge $ pwdInHistory $ pwdCheckQuality $ 
      pwdMinLength $ pwdExpireWarning $ pwdGraceLoginLimit $ pwdLockout 
      $ pwdLockoutDuration $ pwdMaxFailure $ pwdFailureCountInterval $ 
      pwdMustChange $ pwdAllowUserChange $ pwdSafeModify ) ) 
    
4.2. Attribute Types used in the pwdPolicy ObjectClass 
    
   Following are the attribute types used by the pwdPolicy object 
   class. 
    
4.2.1. pwdAttribute 
    
   This holds the name of the attribute to which the password policy is 
   applied. For example, the password policy may be applied to the 
   userPassword attribute. 
    
   (  1.3.6.1.4.1.42.2.27.8.1.1 
      NAME 'pwdAttribute' 
      EQUALITY objectIdentifierMatch 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.38 ) 
    
4.2.2. pwdMinAge  
    
   This attribute holds the number of seconds that must elapse between 
   modifications to the password. If this attribute is not present, 0 
   seconds is assumed. 
    
   (  1.3.6.1.4.1.42.2.27.8.1.2 
      NAME 'pwdMinAge' 
      EQUALITY integerMatch 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27  
      SINGLE-VALUE ) 
    
4.2.3. pwdMaxAge 
    
   This attribute holds the number of seconds after which a modified 
   password will expire. 
    
   If this attribute is not present, or if the value is 0 the password 
   does not expire. If not 0, the value must be greater than or equal 
   to the value of the pwdMinAge. 

 
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   (  1.3.6.1.4.1.42.2.27.8.1.3 
      NAME 'pwdMaxAge' 
      EQUALITY integerMatch 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27 
      SINGLE-VALUE ) 
    
4.2.4. pwdInHistory 
    
   This attribute specifies the maximum number of used passwords stored 
   in the pwdHistory attribute. 
    
   If this attribute is not present, or if the value is 0, used 
   passwords are not stored in the pwdHistory attribute and thus may be 
   reused. 
    
   (  1.3.6.1.4.1.42.2.27.8.1.4 
      NAME 'pwdInHistory' 
      EQUALITY integerMatch 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27 
      SINGLE-VALUE ) 
    
4.2.5. pwdCheckQuality 
    
   This attribute indicates how the password quality will be verified 
   while being modified or added. If this attribute is not present, or 
   if the value is '0', quality checking will not be enforced. A value 
   of '1' indicates that the server will check the quality, and if the 
   server is unable to check it (due to a hashed password or other 
   reasons) it will be accepted. A value of '2' indicates that the 
   server will check the quality, and if the server is unable to verify 
   it, it will return an error refusing the password. 
    
   (  1.3.6.1.4.1.42.2.27.8.1.5 
      NAME 'pwdCheckQuality' 
      EQUALITY integerMatch 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27  
      SINGLE-VALUE ) 
    
4.2.6. pwdMinLength 
    
   When quality checking is enabled, this attribute holds the minimum 
   number of characters that must be used in a password. If this 
   attribute is not present, no minimum password length will be 
   enforced. If the server is unable to check the length (due to a 
   hashed password or otherwise), the server will, depending on the 
   value of the pwdCheckQuality attribute, either accept the password 
   without checking it ('0' or '1') or refuse it ('2'). 
    

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   (  1.3.6.1.4.1.42.2.27.8.1.6 
      NAME 'pwdMinLength' 
      EQUALITY integerMatch 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27 
      SINGLE-VALUE ) 
    
4.2.7. pwdExpireWarning 
    
   This attribute specifies the maximum number of seconds before a 
   password is due to expire that expiration warning messages will be 
   returned to an authenticating user. If this attribute is not 
   present, or if the value is 0 no warnings will be sent. If not 0, 
   the value must be smaller than the value of the pwdMaxAge attribute. 
    
   (  1.3.6.1.4.1.42.2.27.8.1.7 
      NAME 'pwdExpireWarning' 
      EQUALITY integerMatch 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27  
      SINGLE-VALUE ) 
    
4.2.8. pwdGraceLoginLimit 
    
   This attribute specifies the number of times an expired password can 
   be used to authenticate. If this attribute is not present or if the 
   value is 0, authentication will fail. 
    
   (  1.3.6.1.4.1.42.2.27.8.1.8 
      NAME 'pwdGraceLoginLimit' 
      EQUALITY integerMatch 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27  
      SINGLE-VALUE ) 
    
4.2.9. pwdLockout 
    
   This attribute indicates, when its value is "TRUE", that the 
   password may not be used to authenticate after a specified number of 
   consecutive failed bind attempts. The maximum number of consecutive 
   failed bind attempts is specified in pwdMaxFailure. 
    
   If this attribute is not present, or if the value is "FALSE", the 
   password may be used to authenticate when the number of failed bind 
   attempts has been reached. 
    
   (  1.3.6.1.4.1.42.2.27.8.1.9 
      NAME 'pwdLockout' 
      EQUALITY booleanMatch 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.7  
      SINGLE-VALUE ) 

    
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4.2.10. pwdLockoutDuration 
    
   This attribute holds the number of seconds that the password cannot 
   be used to authenticate due to too many failed bind attempts. If 
   this attribute is not present, or if the value is 0 the password 
   cannot be used to authenticate until reset by an administrator. 
    
   (  1.3.6.1.4.1.42.2.27.8.1.10 
      NAME 'pwdLockoutDuration' 
      EQUALITY integerMatch 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27  
      SINGLE-VALUE ) 
    
4.2.11. pwdMaxFailure 
    
   This attribute specifies the number of consecutive failed bind 
   attempts after which the password may not be used to authenticate. 
   If this attribute is not present, or if the value is 0, this policy 
   is not checked, and the value of pwdLockout will be ignored. 
    
   (  1.3.6.1.4.1.42.2.27.8.1.11 
      NAME 'pwdMaxFailure' 
      EQUALITY integerMatch 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27  
      SINGLE-VALUE ) 
    
4.2.12. pwdFailureCountInterval 
    
   This attribute holds the number of seconds after which the password 
   failures are purged from the failure counter, even though no 
   successful authentication occurred. 
    
   If this attribute is not present, or if its value is 0, the failure 
   counter is only reset by a successful authentication. 
     
   (  1.3.6.1.4.1.42.2.27.8.1.12 
      NAME 'pwdFailureCountInterval' 
      EQUALITY integerMatch 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27  
      SINGLE-VALUE ) 
    
4.2.13. pwdMustChange 
    
   This attribute specifies with a value of "TRUE" that users must 
   change their passwords when they first bind to the directory after a 
   password is set or reset by the administrator. If this attribute is 
   not present, or if the value is "FALSE", users are not required to 
   change their password upon binding after the administrator sets or 
   resets the password. 

 
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   (  1.3.6.1.4.1.42.2.27.8.1.13 
      NAME 'pwdMustChange' 
      EQUALITY booleanMatch 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.7  
      SINGLE-VALUE ) 
    
4.2.14. pwdAllowUserChange 
    
   This attribute indicates whether users can change their own 
   passwords, although the change operation is still subject to access 
   control. If this attribute is not present, a value of "TRUE" is 
   assumed. 
    
   (  1.3.6.1.4.1.42.2.27.8.1.14 
      NAME 'pwdAllowUserChange' 
      EQUALITY booleanMatch 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.7  
      SINGLE-VALUE ) 
    
4.2.15. pwdSafeModify 
    
   This attribute specifies whether or not the existing password must 
   be sent when changing a password. If this attribute is not present, 
   a "FALSE" value is assumed. 
    
   (  1.3.6.1.4.1.42.2.27.8.1.15 
      NAME 'pwdSafeModify' 
      EQUALITY booleanMatch 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.7  
      SINGLE-VALUE ) 
    
4.3. Attribute Types for Password Policy State Information 
    
   Password policy state information must be maintained for each user. 
   The information is located in each user entry as a set of 
   operational attributes. These operational attributes are: 
   pwdChangedTime, pwdAccountLockedTime, pwdExpirationWarned, 
   pwdFailureTime, pwdHistory, pwdGraceUseTime, pwdReset, 
   pwdPolicySubEntry. 
    
4.3.1. Password Policy State Attribute Option 
    
   Since the password policy could apply to several attributes used to 
   store passwords, each of the above operational attributes must have 
   an option to specify which pwdAttribute is applies to.  
   The password policy option is defined as the following: 
        pwd-<passwordAttribute> 
    

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        where passwordAttribute a string following the OID syntax 
        (1.3.6.1.4.1.1466.115.121.1.38). The attribute type descriptor 
        (short name) MUST be used. 
    
   For example, if the pwdPolicy object has for pwdAttribute 
   "userPassword" then the pwdChangedTime operational attribute, in a 
   user entry, will be: 
   pwdChangedTime;pwd-userPassword: 20000103121520Z 
    
   This attribute option follows sub-typing semantics. If a client 
   requests a password policy state attribute to be returned in a 
   search operation, and does not specify an option, all subtypes of 
   that policy state attribute are returned. 
    
         
4.3.2. pwdChangedTime 
    
   This attribute specifies the last time the entry's password was 
   changed. This is used by the password expiration policy. If this 
   attribute does not exist, the password will never expire. 
    
   (  1.3.6.1.4.1.42.2.27.8.1.16 
      NAME 'pwdChangedTime' 
      DESC 'The time the password was last changed' 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.24 
      EQUALITY generalizedTimeMatch 
      ORDERING generalizedTimeOrderingMatch 
      SINGLE-VALUE 
      USAGE directoryOperation) 
    
4.3.3. pwdAccountLockedTime 
    
   This attribute holds the time that the user's account was locked. A 
   locked account means that the password may no longer be used to 
   authenticate. A 0 value means that the account has been locked 
   permanently, and that only an administrator can unlock the account. 
    
   (  1.3.6.1.4.1.42.2.27.8.1.17 
      NAME 'pwdAccountLockedTime' 
      DESC 'The time an user account was locked' 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.24 
      EQUALITY generalizedTimeMatch 
      ORDERING generalizedTimeOrderingMatch 
      SINGLE-VALUE 
      USAGE directoryOperation) 
     
4.3.4. pwdExpirationWarned 
 

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   This attribute contains the time when the password expiration 
   warning was first sent to the client. The password will expire in 
   the pwdExpireWarning time. 
    
   (  1.3.6.1.4.1.42.2.27.8.1.18 
      NAME 'pwdExpirationWarned' 
      DESC 'The time the user was first warned about the coming 
              expiration of the password' 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.24 
      EQUALITY generalizedTimeMatch 
      ORDERING generalizedTimeOrderingMatch 
      SINGLE-VALUE 
      USAGE directoryOperation ) 
    
4.3.5. pwdFailureTime 
    
   This attribute holds the timestamps of the consecutive 
   authentication failures. 
    
   (  1.3.6.1.4.1.42.2.27.8.1.19 
      NAME 'pwdFailureTime' 
      DESC 'The timestamps of the last consecutive authentication 
              failures' 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.24 
      EQUALITY generalizedTimeMatch 
      ORDERING generalizedTimeOrderingMatch 
      USAGE directoryOperation ) 
    
    
4.3.6. pwdHistory 
    
   This attribute holds a history of previously used passwords. 
    
   Values of this attribute are transmitted in string format as given 
   by the following ABNF: 
    
   pwdHistory = time "#" syntaxOID "#" length "#" data 
    
   time         = <generalizedTimeString as specified in 6.14 of 
                  [RFC2252]> 
    
   syntaxOID    = numericoid     ; the string representation of the  
                                 ; dotted-decimal OID that defines the 
                                 ; syntax used to store the password. 
                                 ; numericoid is described in 4.1 of 
                                 ; [RFC2252]. 
      
   length       = numericstring  ; the number of octets in data. 
                                 ; numericstring is described in 4.1 of 

 
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                                 ; [RFC2252]. 
    
   data         = <octets representing the password in the format      
                specified by syntaxOID>. 
    
   This format allows the server to store, and transmit a history of 
   passwords that have been used. In order for equality matching to 
   function properly, the time field needs to adhere to a consistent 
   format. For this purpose, the time field MUST be in GMT format. 
    
   (  1.3.6.1.4.1.42.2.27.8.1.20 
      NAME 'pwdHistory' 
      DESC 'The history of user s passwords' 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.40 
      EQUALITY octetStringMatch 
      USAGE directoryOperation) 
    
4.3.7. pwdGraceUseTime 
    
   This attribute holds the timestamps of grace login once a password 
   has expired. 
    
   (  1.3.6.1.4.1.42.2.27.8.1.21 
      NAME 'pwdGraceUseTime' 
      DESC 'The timestamps of the grace login once the password has 
      expired' 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.24 
      EQUALITY generalizedTimeMatch 
       
      USAGE directoryOperation) 
    
4.3.8. pwdReset 
    
   This attribute holds a flag to indicate (when TRUE) that the 
   password has been reset and therefore must be changed by the user on 
   first authentication. 
    
   (  1.3.6.1.4.1.42.2.27.8.1.22 
      NAME 'pwdReset' 
      DESC 'The indication that the password has been reset' 
      EQUALITY booleanMatch 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.7 
      SINGLE-VALUE 
      USAGE directoryOperation) 
    
4.3.9. pwdPolicySubentry 
    
   This attribute points to the pwdPolicy subentry in effect for this 
   object. 
 

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   (  1.3.6.1.4.1.42.2.27.8.1.23 
      NAME 'pwdPolicySubentry' 
      DESC 'The pwdPolicy subentry in effect for this object' 
      EQUALITY distinguishedNameMatch 
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.12 
      SINGLE-VALUE 
      USAGE directoryOperation) 
    
5. Controls used for Password Policy 
 
   This section details the controls used while enforcing password 
   policy. A request control is defined that is sent by a client with a 
   request operation in order to elicit a response control. The 
   response control contains various warnings and errors associated 
   with password policy. 
    
5.1. Request Control 
    
   This control MAY be sent with any LDAP request message in order to 
   convey to the server that this client is aware of, and can process 
   the response control described in this document. When a server 
   receives this control, it will return the response control when 
   appropriate and with the proper data. 
    
   The controlType is 1.3.6.1.4.1.42.2.27.8.5.1 and the criticality 
   MUST be FALSE. There is no controlValue. 
    
   passwordPolicyRequest 
    
   controlType: 1.3.6.1.4.1.42.2.27.8.5.1 
   criticality: FALSE 
   controlValue:                 None 
    
5.2. Response Control 
    
   If the client has sent a passwordPolicyRequest control, the server 
   sends this control with the following operation responses: 
   bindResponse, modifyResponse, addResponse, compareResponse and 
   possibly extendedResponse, to inform of various conditions, and MAY 
   be sent with other operations (in the case of the changeAfterReset 
   error). 
    
   passwordPolicyResponse 
    
   controlType:  1.3.6.1.4.1.42.2.27.8.5.1 
   criticality: FALSE 
   controlValue:                 an OCTET STRING, whose value is the BER encoding of the 
                following type: 

 
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   PasswordPolicyResponseValue ::= SEQUENCE { 
      warning   [0] CHOICE { 
          timeBeforeExpiration  [0] INTEGER (0 .. maxInt), 
          graceLoginsRemaining  [1] INTEGER (0 .. maxInt) } OPTIONAL  
      error     [1] ENUMERATED { 
          passwordExpired               (0), 
          accountLocked         (1), 
          changeAfterReset              (2), 
          passwordModNotAllowed (3), 
          mustSupplyOldPassword (4), 
          insufficientPasswordQuality   (5), 
          passwordTooShort              (6), 
          passwordTooYoung              (7), 
          passwordInHistory             (8) } OPTIONAL } 
    
   The timeBeforeExpiration warning specifies the number of seconds 
   before a password will expire. The graceLoginsRemaining warning 
   specifies the remaining number of times a user will be allowed to 
   authenticate with an expired password. The passwordExpired error 
   signifies that the password has expired and must be reset. The 
   changeAfterReset error signifies that the password must be changed 
   before the user will be allowed to perform any operation other than 
   bind and modify. The passwordModNotAllowed error is set when a user 
   is restricted from changing her password. The 
   insufficientPasswordQuality error is set when a password doesn't 
   pass quality checking. The passwordTooYoung error is set if the age 
   of the password to be modified is not yet old enough. 
    
   Typically, only either a warning or an error will be encoded though 
   there may be exceptions. For example, if the user is required to 
   change a password after the administrator set it, and the password 
   will expire in a short amount of time, the control may include the 
   timeBeforeExpiration warning and the changeAfterReset error.  
    
 
6. Server Implementation by LDAP operation 
    
   The following sections contain detailed instructions that refer to 
   attributes of the pwdPolicy object class. When doing so, the 
   attribute of the pwdPolicy object that governs the entry being 
   discussed is implied. 
    
   The server SHOULD enforce that the password attribute subject to a 
   password policy as defined in this document, contains one and only 
   one password value. 
    
   The scenarios in the following operations assume that the client has 
   attached a passwordPolicyRequest control to the request message of 
 

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   the operation. In the event that the passwordPolicyRequest control 
   was not sent, no passwordPolicyRequest control is returned. All 
   other instructions remain the same. 
 
    
6.1. Bind Operation 
         
   When processing a bind request, the server MUST perform the 
   following steps: 
    
   1. Check for a locked account: 
    
      If the value of the pwdAccountLockedTime attribute is 0, or if 
      the current time is less than the value of the 
      pwdAccountLockedTime attribute added to the value of the 
      pwdLockoutDuration, the account is locked. 
       
      If the account is locked, the server MUST send a bindResponse to 
      the client with the resultCode: unwillingToPerform (53), and MUST 
      include the passwordPolicyResponse in the controls field of the 
      bindResponse message with the error: accountLocked (1). 
       
      If the account is not locked, the server MUST proceed with the 
      bind operation. 
 
   2. Check the result of the bind operation: 
       
      If the bind operation succeeds with authentication, the server 
      MUST do the following: 
 
      A.  Delete the pwdFailureTime attribute. 
 
             B.  Check whether the password must be changed now.  
       
          If the pwdMustChange attribute is set to TRUE, and if the 
          pwdReset attribute is set to TRUE, the password must be 
          changed now. 
           
          If the password must be changed now, the server MUST send a 
          bindResponse to the client with the resultCode: success (0), 
          and MUST include the passwordPolicyResponse in the controls 
          field of the bindResponse message with the warning: 
          changeAfterReset specified. 
          The server MUST then disallow all operations issued by this 
          user except modify password, bind, unbind, abandon and 
          StartTLS extended operation. 
       
          If the password does not need to be changed now, the operation 
          proceeds. 

 
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      C.  Check for password expiration 
    
          The password has expired when either of the following 
          conditions is met: 
       
          -  If the value of the pwdExpireWarning attribute is 0, the 
             server subtracts the current time from the time stored in 
             pwdChangedTime to arrive at the password's age. If the age 
             is greater than the value in the pwdMaxAge attribute, the 
             password has expired.  
       
          -  If the value of the pwdExpireWarning attribute is non-
             zero, and the pwdExpirationWarned attribute is present and 
             has a time value, the server subtracts the current time 
             from the time stored in the pwdExpirationWarned to arrive 
             at the first warning age. If the age is greater than the 
             value in the pwdExpireWarning attribute, the password has 
             expired.  
       
          If the password has expired, the server MUST check for 
          remaining grace logins. 
       
                       If the pwdGraceUseTime attribute is present, the server 
             MUST count the number of values in that attribute and 
             subtract it from the pwdGraceLoginLimit. A positive result 
             specifies the number of remaining grace logins. 
       
                       If there are remaining grace logins, the server MUST add a 
             new value with the current time in pwdGraceUseTime. Then 
             it MUST send a bindResponse with the resultCode: success 
             (0), and MUST include the passwordPolicyResponse in the 
             controls field of the bindResponse message with the 
             warning: graceLoginsRemaining choice set to the number of 
             grace logins left. 
       
                       If there are no remaining grace logins, the server MUST 
             send a bindResponse with the resultCode: 
             invalidCredentials (49), and MUST include the 
             passwordPolicyResponse in the controls field of the 
             bindResponse message with the error: passwordExpired (0) 
             set. 
          
          If the password has not expired, execution continues. 
       
      D.  Calculates whether the time before expiration warning should 
          be sent.  
    

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          If the pwdExpireWarning attribute is present and contains a 
          value, the server MUST perform the following steps. 
    
                    If the pwdExpirationWarned attribute is present and has a 
             time value, the warning time is the value of the 
             pwdExpirationWarned attribute plus the value of the 
             pwdExpireWarning attribute minus the current time. 
              
                    If the pwdExpirationWarned attribute is not present, the 
             server MUST subtract the current time from the time stored 
             in pwdChangedTime to arrive at the password's age. If the 
             age is greater than the value of the pwdMaxAge attribute 
             minus the value of the pwdExpireWarning attribute, the 
             server MUST set the current time as the value of the 
             pwdExpirationWarned attribute, and the warning time is the 
             value of pwdMaxAge minus the password's age. 
       
                    If the warning time is a positive number, the server MUST 
             send a bindResponse with the resultCode: success (0), and 
             MUST include the passwordPolicyResponse in the controls 
             field of the bindResponse message with the warning: 
             timeBeforeExiration set to the value as described above. 
       
                    If the warning time is zero, or wasn't calculated, the 
             server MUST send a bindResponse with the resultCode: 
             success (0), and MUST include the passwordPolicyResponse 
             with nothing in the SEQUENCE. 
       
          If the pwdExpireWarning attribute is not present, the server 
          MUST send a bindResponse with the resultCode: success (0), 
          and MUST include the passwordPolicyResponse with nothing in 
          the SEQUENCE. 
        
             If the bind operation fails authentication due to invalid 
      credentials, the server MUST do the following: 
       
      A.  Add the current time as a value of the pwdFailureTime 
          attribute. 
           
      B.  If the pwdLockout attribute is TRUE, the server MUST also do 
          the following: 
       
                    Count the number of values in the pwdFailureTime attribute 
             that are younger than pwdFailureCountInterval.  
    
                    If the number of these failures is greater or equal to the 
             pwdMaxFailure attribute, the server MUST lock the account 
             by setting the value of the pwdAccountLockedTime attribute 
             to the current time. After locking the account, the server 

 
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             MUST send a bindResponse to the client with the 
             resultCode: unwillingToPerform (53), and MUST include the 
             passwordPolicyResponse in the controls field of the 
             bindResponse message with the error: accountLocked (1). 
    
             If the number of failures is less than the pwdMaxFailure 
             attribute, operation proceeds. 
           
      C.  Failure times that are old by more than 
          pwdFailureCountInterval are purged from the pwdFailureTime 
          attribute. 
           
    
6.2. Modify Password Operation 
    
   Because the password is stored in an attribute, the modify operation 
   may be used to create or update a password. But some alternate 
   mechanisms have been defined or may be defined, such as the LDAP 
   Password Modify Extended Operation [RFC-3062]. 
    
    
   While processing a password modification, the server MUST perform 
   the following steps: 
    
   1. Check the pwdSafeModify attribute. If set to TRUE, the server 
      MUST ensure that the modify password operation included the 
      user's existing password. When the LDAP modify operation is used 
      to modify a password, this is done by specifying both a delete 
      action and an add or replace action, where the delete action is 
      first, and specifies the existing password, and the add or 
      replace action specifies the new password. Other password modify 
      operations SHOULD employ a similar mechanism. Otherwise this 
      policy will fail.  
    
      If the existing password is not specified, the server MUST NOT 
      process the operation and MUST send the appropriate response 
      message to the client with the resultCode: unwillingToPerform 
      (53), and MUST include the passwordPolicyResponse in the controls 
      field of the response message with the error: 
      mustSupplyOldPassword (4). 
    
   
   2. Check the value of the pwdMustChange attribute. If TRUE, the 
      server MUST check the pwdReset attribute in the user's entry, to 
      see if a directory administrator has reset the password. If so, 
      it MUST ensure that the modify password operation contains no 

 
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      modifications other than the modification of the password 
      attribute. If other modifications exist, the server MUST send a 
      response message to the client with the resultCode: 
      unwillingToPerform (53), and MUST include the 
      passwordPolicyResponse in the controls field of the response 
      message with the error: changeAfterReset (2). 
   
   3. Check to see whether the bound identity has sufficient rights to 
      modify the password. If the bound identity is a user changing its 
      own password, this MAY be done by checking the pwdAllowUserChange 
      attribute or using an access control mechanism. The determination 
      of this is implementation specific. If the user is not allowed to 
      change her password, the server MUST send a response message to 
      the client with the resultCode: unwillingToPerform (53), and MUST 
      include the passwordPolicyResponse in the controls field of the 
      response message with the error: passwordModNotAllowed (3). 
   
   4. Check the value of the pwdMinAge attribute. If it is set to a 
      non-zero value, the server MUST subtract the current time from 
      the value of the pwdChangedTime attribute to arrive at the 
      password's age. If the password's age is less than the value of 
      the pwdMinAge attribute, the password is too young to modify. In 
      this case, the server MUST send a response message to the client 
      with the resultCode: constraintViolation (19), and MUST include 
      the passwordPolicyResponse in the controls field of the response 
      message with the error: passwordTooYoung (7). 
   
   5. Check the value of the pwdCheckQuality attribute.  
   
      If the value is non-zero, The server: 
      
      A.  MUST ensure that the password meets the quality criteria 
          enforced by the server. This enforcement is implementation 
          specific. 
       
          If the server is unable to check the quality (due to a hashed 
          password or otherwise), the value of pwdCheckQuality is 
          evaluated. If the value is 1, operation MUST continue. If the 
          value is 2, the server MUST send a response message to the 
          client with the resultCode: constraintViolation (19), and MUST 
          include the passwordPolicyResponse in the controls field of 
          the response message with the error: 
          insufficientPasswordQuality (5). 
       
          If the server is able to check the password quality, and the 
          check fails, the server MUST send a response message to the 
          client with the resultCode: constraintViolation (19), and MUST 
          include the passwordPolicyResponse in the controls field of 


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          the response message with the error: 
          insufficientPasswordQuality (5). 
       
      B.  MUST check the value of the pwdMinLength attribute. If the 
          value is non-zero, it MUST ensure that the new password is of 
          at least the minimum length. 
       
          If the server is unable to check the length (due to a hashed 
          password or otherwise), the value of pwdCheckQuality is 
          evaluated. If the value is 1, operation MUST continue. If the 
          value is 2, the server MUST send a response message to the 
          client with the resultCode: constraintViolation (19), and MUST 
          include the passwordPolicyResponse in the controls field of 
          the response message with the error: passwordTooShort (6). 
       
          If the server is able to check the password length, and the 
          check fails, the server MUST send a response message to the 
          client with the resultCode: constraintViolation (19), and MUST 
          include the passwordPolicyResponse in the controls field of 
          the response message with the error: passwordTooShort (6). 
        
   6. Check the value of the pwdInHistory attribute. If the value is 
      non-zero, the server MUST check whether this password exists in 
      the entry's pwdHistory attribute or in the current password 
      attribute. If the password does exist in the pwdHistory attribute 
      or in the current password attribute, the server MUST send a 
      response message to the client with the resultCode: 
      constraintViolation (19), and MUST include the 
      passwordPolicyResponse in the controls field of the response 
      message with the error: passwordInHistory (8). 
   
   If the steps have completed without causing an error condition, the 
   server MUST follow the following steps in order to update the 
   necessary password policy state attributes: 
    
   7. Check the value of the pwdMaxAge attribute. If the value is non-
      zero, or if the value of the pwdMinAge attribute is non-zero, the 
      server MUST update the pwdChangedTime attribute on the entry to 
      the current time. 
   
   8. If the value of the pwdInHistory attribute is non-zero, the 
      server MUST add the previous password to the pwdHistory 
      attribute. If the number of attributes held in the pwdHistory 
      attribute exceeds the value of pwdInHistory, the server MUST 
      remove the oldest excess passwords. 
   
   9. Remove the pwdFailureTime, pwdReset, pwdGraceUseTime and 
      pwdExpirationWarned attributes from the user's entry if they 


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      exist. 
       
   The server MUST then apply the modify password operation. 
    
6.3. Add Operation 
    
   The password MAY be set during an Add operation. If it is, the 
   server MUST perform the following steps while processing the add 
   operation. Note that these are essentially duplicates of steps 3, 5 
   and 7 from Section 6.2 with the exception that pwdAllowUserChange is 
   not checked. 
    
   1. Check to see whether the bound identity has sufficient rights to 
      modify the password. This MAY be done by the use of an access 
      control mechanism. If the user is not allowed to add this 
      password, the server MUST send an addResponse to the client with 
      the resultCode: unwillingToPerform (53), and MUST include the 
      passwordPolicyResponse in the controls field of the addResponse 
      message with the error: passwordModNotAllowed (3). 
   
   2. Check the value of the pwdCheckQuality attribute.  
   
      If the value is non-zero, The server: 
      
      A.  MUST ensure that the password meets the quality criteria 
          enforced by the server. This enforcement is implementation 
          specific. 
       
          If the server is unable to check the quality (due to a hashed 
          password or otherwise), the value of pwdCheckQuality MUST be 
          evaluated. If the value is 1, operation MUST continue. If the 
          value is 2, the server MUST send an addResponse to the client 
          with the resultCode: constraintViolation (19), and MUST 
          include the passwordPolicyResponse in the controls field of 
          the addResponse message with the error: 
          insufficientPasswordQuality (5). 
       
          If the server is able to check the password quality, and the 
          check fails, the server MUST send an addResponse to the client 
          with the resultCode: constraintViolation (19), and MUST 
          include the passwordPolicyResponse in the controls field of 
          the addResponse message with the error: 
          insufficientPasswordQuality (5). 
       
      B.  MUST check the value of the pwdMinLength attribute. If the 
          value is non-zero, it MUST ensure that the new password is of 
          at least the minimum length. 
       

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          If the server is unable to check the length (due to a hashed 
          password or otherwise), the value of pwdCheckQuality MUST be 
          evaluated. If the value is 1, operation MUST continue. If the 
          value is 2, the server MUST send an addResponse to the client 
          with the resultCode: constraintViolation (19), and MUST 
          include the passwordPolicyResponse in the controls field of 
          the addResponse message with the error: passwordTooShort (6). 
       
          If the server is able to check the password length, and the 
          check fails, the server MUST send an addResponse to the client 
          with the resultCode: constraintViolation (19), and MUST 
          include the passwordPolicyResponse in the controls field of 
          the addResponse message with the error: passwordTooShort (6). 
     
   If the steps above have completed without causing an error 
   condition, the server MUST follow the steps below in order to update 
   the necessary password policy state attributes. 
    
   3. Check the value of the pwdMaxAge attribute. If the value is non-
      zero, or if the value of the pwdMinAge attribute is non-zero, the 
      server MUST update the pwdChangedTime attribute on the entry to 
      the current time. 
   
6.4. Compare Operation 
    
   The compare operation MAY be used to compare a password. This might 
   be performed when a client wishes to verify that user's supplied 
   password is correct. An example of this is an LDAP HTTP 
   authentication redirector. It may be desirable to use this rather 
   than performing a bind operation in order to reduce possible 
   overhead involved in performing a bind. Access Controls SHOULD be 
   used to restrict this comparison from being made. 
    
   If a server supports this behavior, it MUST comply with the 
   following. Otherwise the password policy described in this document 
   may be circumvented. 
    
   While comparing password attributes, the server MUST perform the 
   following steps: 
    
   1. Check for a locked account: 
    
      If the value of the pwdAccountLockedTime attribute is 0, or if 
      the current time is less than the value of the 
      pwdAccountLockedTime attribute added to the value of the 
      pwdLockoutDuration, the account is locked. 
       
      If the account is locked, the server MUST send a compareResponse 
      to the client with the resultCode: compareFalse (5), and MUST 
 

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      include the passwordPolicyResponse in the controls field of the 
      compareResponse message with the error: accountLocked (1). 
       
      If the account is not locked, the server MUST proceed with the 
      compare operation. 
    
   2. If Access Controls permit, the server MUST proceed with compare 
      operation and MUST check the result. 
       
      If the result of the compare operation is true, the server MUST 
      do the following: 
 
      A.  Delete the pwdFailureTime attribute. 
 
      B.  Check for password expiration 
    
          The password has expired when either of the following 
          conditions is met: 
       
          -  If the value of the pwdExpireWarning attribute is 0, the 
             server MUST subtract the current time from the time stored 
             in pwdChangedTime to arrive at the password's age. If the 
             age is greater than the value in the pwdMaxAge attribute, 
             the password has expired.  
       
          -  If the value of the pwdExpireWarning attribute is non-
             zero, and the pwdExpirationWarned attribute is present and 
             has a time value, the server MUST subtract the current 
             time from the time stored in the pwdExpirationWarned to 
             arrive at the first warning age. If the age is greater 
             than the value in the pwdExpireWarning attribute, the 
             password has expired.  
       
          If the password has expired, the server MUST check for 
          remaining grace logins. 
       
                       If the pwdGraceUseTime attribute is present, the server 
             MUST count the number of values in that attribute and MUST 
             subtract it from the pwdGraceLoginLimit. A positive result 
             specifies the number of remaining grace logins. 
       
                       If there are remaining grace logins, the server MUST add a 
             new value with the current time in pwdGraceUseTime. Then 
             it MUST send a compareResponse with the resultCode: 
             compareTrue (6), and MUST include the 
             passwordPolicyResponse in the controls field of the 
             compareResponse message with the warning: 
             graceLoginsRemaining choice set to the number of grace 
             logins left. 
 

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                       If there are no remaining grace logins, the server MUST 
             send a compareResponse with the resultCode: compareFalse 
             (5), and MUST include the passwordPolicyResponse in the 
             controls field of the compareResponse message with the 
             error: passwordExpired (0) set. 
          
          If the password has not expired, execution MUST continue. 
    
      C.  Calculate whether the time before expiration warning should be 
          sent.  
    
          If the pwdExpireWarning attribute is present and contains a 
          value, the server MUST perform the following steps. 
    
                    If the pwdExpirationWarned attribute is present and has a 
             time value, the warning time is the value of the 
             pwdExpirationWarned attribute plus the value of the 
             pwdExpireWarning attribute minus the current time. 
              
                    If the pwdExpirationWarned attribute is not present, the 
             server MUST subtract the current time from the time stored 
             in pwdChangedTime to arrive at the password's age. If the 
             age is greater than the value of the pwdMaxAge attribute 
             minus the value of the pwdExpireWarning attribute, the 
             server MUST set the current time as the value of the 
             pwdExpirationWarned attribute, and the warning time is the 
             value of pwdMaxAge minus the password's age. 
       
                    If the warning time is a positive number, the server MUST 
             send a compareResponse with the resultCode: compareTrue 
             (6), and MUST include the passwordPolicyResponse in the 
             controls field of the compareResponse message with the 
             warning: timeBeforeExiration set to the value as described 
             above. 
       
                    If the warning time is zero, or wasn't calculated, the 
             server MUST send a compareResponse with the resultCode: 
             compareTrue (6), and MUST include the 
             passwordPolicyResponse with nothing in the SEQUENCE. 
       
          If the pwdExpireWarning attribute is not present, the server 
          MUST send a compareResponse with the resultCode: compareTrue 
          (6), and MUST include the passwordPolicyResponse with nothing 
          in the SEQUENCE. 
           
      If the result of the compare operation is false, the server MUST 
      do the following: 
    
 
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          A. Add the current time as a value of the pwdFailureTime 
             attribute. 
           
          B. If the pwdLockout attribute is TRUE, the server MUST do 
             the following: 
       
                Count the number of values in the pwdFailureTime 
                attribute that are younger than 
                pwdFailureCountInterval.  
    
                If the number of these failures is greater or equal to 
                the pwdMaxFailure attribute, the server MUST lock the 
                account by setting the value of the 
                pwdAccountLockedTime attribute to the current time. 
                After locking the account, the server MUST send a 
                compareResponse to the client with the resultCode: 
                compareFalse (5), and MUST include the 
                passwordPolicyResponse in the controls field of the 
                compareResponse message with the error: accountLocked 
                (1). 
    
                If the number of failures is less than the 
                pwdMaxFailure attribute, operation MUST proceed. 
    
             If the pwdLockout attribute is FALSE, operation MUST 
          continue. 
           
          C. Failure times that are old by more than 
             pwdFailureCountInterval, MUST be purged from the 
             pwdFailureTime attribute. 
           
          D. If no errors were returned, the server MUST send a 
             compareResponse with the resultCode: compareTrue (6), and 
             MUST include the passwordPolicyResponse with nothing in 
             the SEQUENCE. 
    
7. Client Implementation by LDAP operation 
 
   These sections illustrate possible scenarios for each LDAP operation 
   and define the types of responses that identify those scenarios. 
    
   The scenarios in the following operations assume that the client 
   attached a passwordPolicyRequest control to the request message of 
   the operation, and thus MAY receive a passwordPolicyResponse control 
   in the response message. In the event that the passwordPolicyRequest 
   control was not sent, no passwordPolicyRequest control is returned. 
   All other instructions remain the same. 
    
7.1. Bind Operation 
 

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   For every bind response received, the client MUST check the 
   resultCode of the bindResponse and MUST check for a 
   passwordPolicyResponse to determine if any of the following 
   conditions are true and MAY prompt the user accordingly. 
    
   1. The password failure limit has been reached and the account is 
      locked.  The user needs to retry later or contact the directory 
      administrator to reset the password. 
    
      resultCode:               unwillingToPerform (53) 
      passwordPolicyResponse:           error: accountLocked (1) 
    
   2. The user is binding for the first time after the directory 
      administrator set the password. In this scenario, the client 
      SHOULD prompt the user to change his password immediately. 
   
      resultCode:               success (0) 
      passwordPolicyResponse:           error: changeAfterReset (2) 
    
   3. The password has expired but there are remaining grace logins. 
      The user needs to change it. 
    
      resultCode:               success (0) 
      passwordPolicyResponse:           warning: graceLoginsRemaining 
   
   4. The password has expired and there are no more grace logins.  The 
      user MUST contact the directory administrator in order to have 
      its password reset. 
    
      resultCode:               invalidCredentials (49) 
      passwordPolicyResponse:           error: passwordExpired (0) 
   
   5. The user's password will expire in n number of seconds. 
    
      resultCode:               success (0) 
      passwordPolicyResponse:           warning: timeBeforeExpiration 
    
7.2. Modify Operations 
    
7.2.1. Modify Request 
    
   If the application or client encrypts the password prior to sending 
   it in a password modification operation (whether done through 
   modifyRequest or another password modification mechanism), it SHOULD 
   check the values of the pwdMinLength, and pwdCheckQuality attributes 
   and SHOULD enforce these policies. 
    
7.2.2. Modify Response 
 

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   If the modifyRequest operation was used to change the password, or 
   if another mechanism is used --such as an extendedRequest-- the 
   modifyResponse or other appropriate response MAY contain information 
   pertinent to password policy. The client MUST check the resultCode 
   of the response and MUST check for a passwordPolicyResponse to 
   determine if any of the following conditions are true and optionally 
   notify the user of the condition. 
    
   1. The user attempted to change her password without specifying the 
      old password but the password policy requires this. 
   
      resultCode:               unwillingToPerform (53) 
      passwordPolicyResponse:           error: mustSupplyOldPassword (4) 
   
   2. The user MUST change her password before submitting any other 
      LDAP requests. 
   
      resultCode:               unwillingToPerform (53) 
      passwordPolicyResponse:           error: changeAfterReset (2) 
   
   3. The user doesn't have sufficient rights to change his password. 
   
      resultCode:               unwillingToPerform (53) 
      passwordPolicyResponse:           error: passwordModNotAllowed (3) 
   
   4. It is too soon after the last password modification to change the 
      password. 
   
      resultCode:               constraintViolation (19) 
      passwordPolicyResponse:           error: passwordTooYoung (7) 
   
   5. The password failed quality checking. 
   
      resultCode:               constraintViolation (19) 
      passwordPolicyResponse:           error: 
      insufficientPasswordQuality (5) 
    
   6. The length of the password is too short. 
   
      resultCode:               constraintViolation (19) 
      passwordPolicyResponse:           error: passwordTooShort (6) 
   
   7. The password has already been used; the user MUST choose a 
      different one. 
   
      resultCode:               constraintViolation (19) 
      passwordPolicyResponse:           error: passwordInHistory (8) 
    
 
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7.3. Add Operation 
    
   If a password is specified in an addRequest, the client MUST check 
   the resultCode of the addResponse and MUST check for a 
   passwordPolicyResponse to determine if any of the following 
   conditions are true and may prompt the user accordingly. 
   
   1. The user doesn't have sufficient rights to add this password. 
   
      resultCode:               unwillingToPerform (53) 
      passwordPolicyResponse:           error: passwordModNotAllowed (3) 
   
   2. The password failed quality checking. 
   
      resultCode:               constraintViolation (19) 
      passwordPolicyResponse:           error: 
      insufficientPasswordQuality (5) 
    
   3. The length of the password is too short. 
   
      resultCode:               constraintViolation (19) 
      passwordPolicyResponse:           error: passwordTooShort (6) 
   
   
7.4. Compare Operation 
    
   When a compare operation is used to compare a password, the client 
   MUST check the resultCode of the compareResponse and MUST check for 
   a passwordPolicyResponse to determine if any of the following 
   conditions are true and MAY prompt the user accordingly. These 
   conditions assume that the result of the comparison was true. 
    
   1. The password failure limit has been reached and the account is 
      locked.  The user needs to retry later or contact the directory 
      administrator to reset the password. 
    
      resultCode:               compareFalse (5) 
      passwordPolicyResponse:           error: accountLocked (1) 
    
   2. The password has expired but there are remaining grace logins. 
      The user needs to change it. 
    
      resultCode:               compareTrue (6) 
      passwordPolicyResponse:           warning: graceLoginsRemaining  
   
   3. The password has expired and there are no more grace logins.  The 
      user MUST contact the directory administrator to reset the 
      password. 
 

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      resultCode:               compareFalse (5) 
      passwordPolicyResponse:           error: passwordExpired (0) 
    
   4. The user's password will expire in n number of seconds. 
    
      resultCode:               compareTrue (6) 
      passwordPolicyResponse:           warning: timeBeforeExpiration  
    
 
7.5. Other Operations 
    
   For operations other than bind, unbind, abandon, search or StartTLS, 
   the client MUST check the following result code and control to 
   determine if the user needs to change the password immediately. 
    
   1. The user needs to change password. The user SHOULD be prompted to 
      change the password immediately. 
 
      resultCode:               unwillingToPerform (53) 
      passwordPolicyResponse:           error: changeAfterReset (2) 
 
8. Administration of a Password Policy 
    
    
   A password policy MUST be defined for a particular subtree of the 
   DIT by adding to an LDAP subentry whose immediate superior is the 
   root of the subtree, the pwdPolicy auxiliary object class. 
   The scope of the password policy is defined by the 
   SubtreeSpecification attribute of the LDAP subentry as specified in 
   RFC 3672 [RFC-3672]. 
    
   It is possible to define password policies for different password 
   attributes within the same pwdPolicy entry, by specifying multiple 
   values of the pwdAttribute. But password policies could also be in 
   separate sub entries as long as they are contained under the same 
   LDAP subentry. 
    
   Modifying the password policy MUST not result in any change in 
   users' entries to which the policy applies. 
    
   It SHOULD be possible to overwrite the password policy for one user 
   by defining a new policy in a subentry of the user entry. 
    
   Each object that is controlled by password policy SHALL advertise 
   the subentry that is being used to control its policy in its 
   pwdPolicySubentry attribute. Clients wishing to examine or manage 
   password policy for an object, MUST interrogate the 

 
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   pwdPolicySubentry for that object in order to arrive at the proper 
   pwdPolicy subentry. 
    
9. Password Policy and Replication 
    
   The pwdPolicy object defines the password policy for a portion of 
   the DIT and MUST be replicated on all the replicas of this subtree, 
   as any subentry would be, in order to have a consistent policy among 
   all replicated servers. 
    
   The elements of the password policy that are related to the users 
   are stored in the entry themselves as operational attributes. 
   As these attributes are subject to modifications even on a read-only 
   replica, replicating them must be carefully considered. 
    
   The pwdChangedTime attribute MUST be replicated on all replicas, to 
   allow expiration of the password. 
    
   The pwdReset attribute MUST be replicated on all replicas, to deny 
   access to operations other than bind and modify password. 
     
   The pwdHistory attribute MUST be replicated to writable replicas. It 
   doesn't have to be replicated to a read-only replica, since the 
   password will never be directly modified on this server. 
    
   The pwdAccountLockedTime, pwdExpirationWarned, pwdFailureTime and 
   pwdGraceUseTime attributes MUST be replicated to writable replicas, 
   making the password policy global for all servers. 
   When the user entry is replicated to a read-only replica, these 
   attributes SHOULD NOT be replicated. This means that the number of 
   failures, of grace logins and the locking will take place on each 
   replicated server. For example, the effective number of failed 
   attempts on a user password will be N x M (where N is the number of 
   servers and M the value of pwdMaxFailure attribute). 
   Replicating these attributes to a read-only replica MAY reduce the 
   number of tries globally but MAY also introduce some inconstancies 
   in the way the password policy is applied. 
    
    
10. Security Considerations 
    
   This document defines a set of rules to implement in an LDAP server, 
   in order to mitigate some of the security risks associated with the 
   use of passwords and to make it difficult for password cracking 
   programs to break into directories.  
    
   Authentication with a password MUST follow the recommendations made 
   in RFC 2829 [RFC-2829].  
    
 
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   Modifications of passwords SHOULD only occur when the connection is 
   protected with confidentiality and secure authentication. 
     
   Access controls SHOULD be used to restrict access to the password 
   policy attributes. Especially all the attributes defined to maintain 
   the Password Policy state information SHOULD not be modifiable by 
   anyone but the Administrator of the directory server. 
    
   As it is possible to define a password policy for one specific user 
   by adding a subentry immediately under the user's entry, Access 
   Controls SHOULD be used to restrict the use of the pwdPolicy object 
   class or the LDAP subentry object class. 
    
   When a password policy is put in place, the LDAP directory is 
   subject to a denial of service attack. A malicious user could 
   deliberately lock out one specific user's account (or all of them) 
   by sending bind requests with wrong passwords. There is no way to 
   protect against this kind of attack. The LDAP directory server 
   SHOULD log as much information as it can (such as client IP address) 
   whenever an account is locked, in order to be able to identify the 
   origin of the attack. Denying anonymous access to the LDAP directory 
   is also a way to restrict this kind of attacks. 
    
    
11. Acknowledgement 
 
   This document is based in part on prior work done by Valerie Chu 
   from Netscape Communications Corp, published as draft-vchu-ldap-pwd-
   policy-00.txt (December 1998). 
    
 
12. Normative References 
    
   [RFC-2119] S. Bradner, "Key Words for use in RFCs to Indicate 
   Requirement Levels", RFC 2119, March 1997. 
    
   [RFC-2195] J. Klensin, R. Catoe, P. Krumviede, "IMAP/POP AUTHorize 
   Extension for Simple Challenge/Response", RFC 2195, September 1997. 
    
   [RFC-2222] J. Myers, "Simple Authentication and Security Layer 
   (SASL)", RFC 2222, October 1997. 
    
   [RFC-2251] Wahl, M., Howes, T., Kille, S., "Lightweight Directory 
   Access Protocol (v3)", RFC 2251, August 1997. 
    
   [RFC-2252] Wahl, M., Coulbeck, A., Howes, T., Kille, S., 
   "Lightweight Directory Access Protocol (v3): Attribute Syntax 
   Definitions", RFC 2252, December 1997. 
    
 
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   [RFC-Digest] Paul J. Leach, Chris Newman, "Using Digest 
   Authentication as a SASL Mechanism", RFC 2831, May 2000. 
    
   [RFC-3062] K. Zeilenga, "LDAP Password Modify Extended Operation", 
   RFC 3062, February 2001. 
    
   [RFC-3672] K. Zeilenga, S. Legg, "Subentries in the Lightweight 
   Directory Access Protocol (LDAP)", RFC 3672, December. 
    
 
13. Authors' Addresses 
    
   Prasanta Behera 
   18366 Chelmsford Dr. 
   Cupertino, CA 95014 
   USA 
   prasantabehera@yahoo.com 
    
   Ludovic Poitou 
   Sun Microsystems Inc. 
   180, Avenue de l'Europe 
   Zirst de Montbonnot 
   38334 Saint Ismier cedex 
   France 
   +33 476 188 212 
   ludovic.poitou@sun.com 
    
   Jim Sermersheim 
   Novell, Inc. 
   1800 South Novell Place 
   Provo, Utah 84606, USA 
   +1 801 861-3088 
   jimse@novell.com 
    
14. Copyright Notice 
    
   Copyright (C) The Internet Society (2004). All Rights  
   Reserved.   
     
   This document and translations of it may be copied and furnished to 
   others, and derivative works that comment on or otherwise explain it 
   or assist in its implementation may be prepared, copied, published 
   and distributed, in whole or in part, without restriction of any 
   kind, provided that the above copyright notice and this paragraph 
   are included on all such copies and derivative works. However, this 
   document itself may not be modified in any way, such as by removing 
   the copyright notice or references to the Internet Society or other 
   Internet organizations, except as needed for the purpose of 
   developing Internet standards in which case the procedures for 
 

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   copyrights defined in the Internet Standards process must be 
   followed, or as required to translate it into languages other than 
   English.  
     
   The limited permissions granted above are perpetual and will not be 
   revoked by the Internet Society or its successors or assigns.  
     
   This document and the information contained herein is provided on an 
   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING 
   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING 
   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION 
   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF  
   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE."  
    

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