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Commit dde7a802 authored by Quanah Gibson-Mount's avatar Quanah Gibson-Mount
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<?xml version="1.0" encoding="UTF-8"?>
<!DOCTYPE rfc SYSTEM "rfc2629.dtd" [
<!ENTITY rfc2119 PUBLIC ''
'http://xml.resource.org/public/rfc/bibxml/reference.RFC.2119.xml'>
<!ENTITY rfc4510 PUBLIC ''
'http://xml.resource.org/public/rfc/bibxml/reference.RFC.4510.xml'>
<!ENTITY rfc4511 PUBLIC ''
'http://xml.resource.org/public/rfc/bibxml/reference.RFC.4511.xml'>
<!ENTITY rfc4512 PUBLIC ''
'http://xml.resource.org/public/rfc/bibxml/reference.RFC.4512.xml'>
<!ENTITY rfc4517 PUBLIC ''
'http://xml.resource.org/public/rfc/bibxml/reference.RFC.4517.xml'>
]>
<!-- $OpenLDAP$ -->
<rfc category="std" ipr="full3978" docName="draft-masarati-ldap-deref.txt">
<?xml-stylesheet type='text/xsl' href='rfc2629.xslt' ?>
<?rfc toc="yes" ?>
<?rfc symrefs="yes" ?>
<?rfc sortrefs="yes"?>
<?rfc iprnotified="no" ?>
<?rfc strict="yes" ?>
<front>
<title abbrev='LDAP Deref'>LDAP Dereference Control</title>
<author initials='P.' surname="Masarati" fullname='Pierangelo Masarati'>
<organization abbrev='Politecnico di Milano'>
Politecnico di Milano
</organization>
<address>
<postal>
<street>Dipartimento di Ingegneria Aerospaziale</street>
<street>via La Masa 34</street>
<city>Milano</city>
<code>20156</code>
<country>IT</country>
</postal>
<phone>+39 02 2399 8309</phone>
<facsimile>+39 02 2399 8334</facsimile>
<email>ando@OpenLDAP.org</email>
<uri>http://www.aero.polimi.it/masarati/</uri>
</address>
</author>
<author initials="H.Y." surname="Chu" fullname="Howard Y. Chu">
<organization abbrev="Symas Corp.">
Symas Corporation
</organization>
<address>
<postal>
<street>18740 Oxnard St., Suite 313A</street>
<city>Tarzana</city>
<region>California</region>
<code>91356</code>
<country>USA</country>
</postal>
<phone>+1 818 757-7087</phone>
<email>hyc@symas.com</email>
<uri>http://www.symas.com/</uri>
</address>
</author>
<!--date/-->
<date month='October' year='2008' />
<abstract>
<t>
This document describes the Dereference Control for LDAP.
This control is intended to provide a concise means to collect
extra information related to cross-links present in entries
returned as part of search responses.
</t>
</abstract>
</front>
<middle>
<section title="Background and Intended Use">
<t>
Cross-links between entries are often used to describe relationships
between entries.
To exploit the uniqueness of entries naming, these links are usually
represented by the distinguished name (DN) of the linked entries.
</t>
<t>
In many cases, DUAs need to collect information about linked entries.
This requires to explicitly dereference each linked entry in order to
collect the desired attributes, resulting in the need to perform a
specific sequence of search operations, using the links as search base,
with a SearchRequest.scope of baseObject <xref target="RFC4511" />.
</t>
<t>
This document describes a LDAP Control <xref target="RFC4511" />
that allows a DUA to request the DSA to return specific attributes
of linked entries along with the link, under the assumption that
this operation can be performed by the DSA in a more efficient manner
than the DUA would itself by performing the complete sequence
of required search operations.
</t>
<t>
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL",
"SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY",
and "OPTIONAL" in this document are to be interpreted as
described in <xref target="RFC2119" />.
</t>
</section>
<section title="The LDAP Dereference Control">
<section title="Control Semantics">
<t>
This control allows specifying a dereference attribute and a set
of attributes to be dereferenced, as illustrated
in <xref target="control_request" />.
The dereference attribute's syntax MUST be 1.3.6.1.4.1.1466.115.121.1.12
(DN) <xref target="RFC4517" />.
Each value of the dereference attribute in a SearchResultEntry SHOULD
result in dereferencing the corresponding entry, collecting the values
of the attributes to be dereferenced, and returning them as part
of the control value in the SearchResultEntry response, in the format
detailed in <xref target="control_response" />.
</t>
<t>
The control value may contain dereference attribute values without any
dereferenced attribute values, as detailed in
<xref target="control_response" />.
The control semantics does not specify whether this is a consequence
of a dangling link or of the application of access restrictions
on the values of the attributes to be dereferenced.
</t>
<t>
Attribute description hierarchy <xref target="RFC4512" /> SHALL NOT
be exploited when collecting the values of the attributes
to be dereferenced.
On the contrary, all of the attribute descriptions in an attribute
hierarchy SHOULD be treated as distinct and unrelated descriptions.
</t>
<t>
This control is only appropriate for the search operation
<xref target="RFC4511" />.
</t>
<t>
The semantics of the criticality field are specified in
<xref target="RFC4511" />.
In detail, the criticality of the control determines whether the control
will or will not be used, and if it will not be used, whether the operation
will continue without returning the control in the response, or fail,
returning unavailableCriticalExtension.
If the control is appropriate for an operation and, for any reason,
it cannot be applied in its entirety to a single SearchResultEntry response,
it MUST NOT be applied to that specific SearchResultEntry response,
without affecting its application to any subsequent SearchResultEntry
response.
</t>
<t>
Servers implementing this technical specification SHOULD publish
the object identifier deref-oid (IANA assigned;
see <xref target="iana_considerations" />) as a value
of the 'supportedControl' attribute <xref target="RFC4512" />
in their root DSE.
</t>
<t>
This control is totally unrelated to alias dereferencing
<xref target="RFC4511" />.
</t>
</section>
<section anchor="control_request" title="Control Request">
<figure>
<preamble>
The control type is deref-oid (IANA assigned;
see <xref target="iana_considerations" />).
The specification of the Dereference Control request is:
</preamble>
<artwork>
controlValue ::= SEQUENCE OF derefSpec DerefSpec
DerefSpec ::= SEQUENCE {
derefAttr attributeDescription, ; with DN syntax
attributes AttributeList }
AttributeList ::= SEQUENCE OF attr AttributeDescription
</artwork>
<postamble>
Each derefSpec.derefAttr MUST be unique within controlValue.
</postamble>
</figure>
</section>
<section anchor="control_response" title="Control Response">
<figure>
<preamble>
The control type is deref-oid (IANA assigned;
see <xref target="iana_considerations" />).
The specification of the Dereference Control response is:
</preamble>
<artwork>
controlValue ::= SEQUENCE OF derefRes DerefRes
DerefRes ::= SEQUENCE {
derefAttr AttributeDescription,
derefVal LDAPDN,
attrVals [0] PartialAttributeList OPTIONAL }
PartialAttributeList ::= SEQUENCE OF
partialAttribute PartialAttribute
</artwork>
</figure>
<figure>
<preamble>
PartialAttribute is defined in <xref target="RFC4511" />;
the definition is reported here for clarity:
</preamble>
<artwork>
PartialAttribute ::= SEQUENCE {
type AttributeDescription,
vals SET OF value AttributeValue }
</artwork>
<postamble>
If partialAttribute.vals is empty, the corresponding partialAttribute
is omitted.
If all partialAttribute.vals in attrVals are empty, that derefRes.attrVals
is omitted.
</postamble>
</figure>
</section>
</section>
<section title="Examples">
<figure>
<preamble>
Given these entries:
</preamble>
<artwork>
dn: cn=Howard Chu,ou=people,dc=example,dc=org
objectClass: inetOrgPerson
cn: Howard Chu
sn: Chu
uid: hyc
dn: cn=Pierangelo Masarati,ou=people,dc=example,dc=org
objectClass: inetOrgPerson
cn: Pierangelo Masarati
sn: Masarati
uid: ando
dn: cn=Test Group,ou=groups,dc=example,dc=org
objectClass: groupOfNames
cn: Test Group
member: cn=Howard Chu,ou=people,dc=example,dc=org
member: cn=Pierangelo Masarati,ou=people,dc=example,dc=org
</artwork>
</figure>
<figure>
<preamble>
A search could be performed with a Dereference request control value
specified as
</preamble>
<artwork>
{ member, uid }
</artwork>
</figure>
<figure>
<preamble>
and the "cn=Test Group" entry would be returned with the response control
value
</preamble>
<artwork>
{ { member, cn=Howard Chu,ou=people,dc=example,dc=org,
{ { uid, [hyc] } } },
{ member, cn=Pierangelo Masarati,ou=people,dc=example,dc=org,
{ { uid, [ando] } } } }
</artwork>
</figure>
</section>
<section title="Implementation Notes">
<t>
This LDAP extension is currently implemented in OpenLDAP software
using the temporary OID 1.3.6.1.4.1.4203.666.5.16 under OpenLDAP's
experimental OID arc.
</t>
</section>
<section title="Security Considerations">
<t>
The control result MUST NOT disclose information the client's identity
could not have accessed by performing the related search operations.
The presence of a derefRes.derefVal in the response control, with
no derefRes.attrVals, does not imply neither the existence of nor any
access privilege to the corresponding entry.
It is merely a consequence of the read access the client's identity has
on the corresponding value of the derefRes.derefAttr that would be returned
as part of the attributes of a SearchResultEntry response
<xref target="RFC4511" />.
</t>
<t>
Security considerations described in documents listed in
<xref target="RFC4510" /> apply.
</t>
</section>
<section anchor="iana_considerations" title="IANA Considerations">
<section title="Object Identifier Registration">
<figure>
<preamble>
It is requested that IANA register upon Standards Action an LDAP
Object Identifier for use in this technical specification.
</preamble>
<artwork>
Subject: Request for LDAP OID Registration
Person &amp; email address to contact for further information:
Pierangelo Masarati &lt;ando@OpenLDAP.org&gt;
Specification: (I-D)
Author/Change Controller: IESG
Comments:
Identifies the LDAP Dereference Control request
and response
</artwork>
</figure>
</section>
</section>
<section title="Acknowledgments">
<t>
TBD
</t>
</section>
</middle>
<back>
<references title='Normative References'>
&rfc2119;
&rfc4510;
&rfc4511;
&rfc4512;
&rfc4517;
</references>
</back>
</rfc>
<?xml version="1.0" encoding="UTF-8"?>
<!DOCTYPE rfc SYSTEM "rfc2629.dtd" [
<!ENTITY rfc2119 PUBLIC ''
'http://xml.resource.org/public/rfc/bibxml/reference.RFC.2119.xml'>
<!ENTITY rfc4510 PUBLIC ''
'http://xml.resource.org/public/rfc/bibxml/reference.RFC.4510.xml'>
<!ENTITY rfc4511 PUBLIC ''
'http://xml.resource.org/public/rfc/bibxml/reference.RFC.4511.xml'>
<!ENTITY rfc4512 PUBLIC ''
'http://xml.resource.org/public/rfc/bibxml/reference.RFC.4512.xml'>
<!ENTITY rfc4526 PUBLIC ''
'http://xml.resource.org/public/rfc/bibxml/reference.RFC.4526.xml'>
<!ENTITY rfc4529 PUBLIC ''
'http://xml.resource.org/public/rfc/bibxml/reference.RFC.4529.xml'>
]>
<!-- $OpenLDAP$ -->
<rfc category="std" ipr="full3978" docName="draft-masarati-ldap-whatfailed.txt">
<?xml-stylesheet type='text/xsl' href='rfc2629.xslt' ?>
<?rfc toc="yes" ?>
<?rfc symrefs="yes" ?>
<?rfc sortrefs="yes"?>
<?rfc iprnotified="no" ?>
<?rfc strict="yes" ?>
<front>
<title abbrev='LDAP WHATFAILED'>LDAP "What Failed?" Control</title>
<author initials='P.' surname="Masarati" fullname='Pierangelo Masarati'>
<organization abbrev='Politecnico di Milano'>
Politecnico di Milano
</organization>
<address>
<postal>
<street>Dipartimento di Ingegneria Aerospaziale</street>
<street>via La Masa 34</street>
<city>Milano</city>
<code>20156</code>
<country>IT</country>
</postal>
<phone>+39 02 2399 8309</phone>
<facsimile>+39 02 2399 8334</facsimile>
<email>ando@OpenLDAP.org</email>
<uri>http://www.aero.polimi.it/masarati/</uri>
</address>
</author>
<!--date/-->
<date month='October' year='2008' />
<abstract>
<t>
This document describes the LDAP "What Failed?" control.
This control allows DUAs to request, in response to a failed operation
request, the object identifier of those extensions that caused
the operation to fail.
</t>
</abstract>
</front>
<middle>
<section title="Background and Intended Use">
<t>
The LDAP Protocol <xref target="RFC4510" /> is extensible.
Extensions include controls, extended requests and extensions related
to other aspects of the protocol, for example those described in
<xref target="RFC4526" />, <xref target="RFC4529" /> and more.
</t>
<t>
Operations may fail for different reasons.
The resultCode may help in determining the reason of a failure.
The (optional) diagnosticsMessage fields of a LDAPResponse
could also be of help.
However, according to <xref target="RFC4511" />,
implementations MUST NOT rely on the returned values,
which are simply intended to be presented as are to human users.
</t>
<t>
In case of failure related to the inability to process a control
marked as critical in a request, the specific resultCode
unavailableCriticalExtension is returned.
In case of failure related to an unrecognized extendedReq, the generic
resultCode protocolError is returned.
Failures related to handling other extensions may result
in other generic resultCode values.
</t>
<t>
As a consequence, DUAs may be unable to exactly determine
what extension, if any, caused a failure.
The "What Failed?" control represents a means for the DSA to inform
DUAs about what specific extensions, if any, caused an error notified
by the DSA.
</t>
<t>
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL",
"SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY",
and "OPTIONAL" in this document are to be interpreted as
described in <xref target="RFC2119" />.
</t>
</section>
<section title='LDAP "What Failed?" Control'>
<section title="Control Semantics">
<t>
The presence of the "What Failed?" LDAP control in a LDAP request
indicates that the DUA, in case of error, wishes to receive detailed
information about what extension, if any, caused the error.
</t>
<t>
The criticality of the control in the request SHOULD be FALSE.
According to the semantics of the criticality field as indicated
in <xref target="RFC4511" />, this ensures that in case the control
is not recognized by the DSA, it does not cause itself an error.
</t>
<t>
The presence of this control in a request does not guarantee that the DSA
will return detailed information about what extensions caused an error.
Considering the requirement on the criticality of the control,
the DSA MAY simply choose to ignore the control.
The DSA MAY hide information about failure in handling an extension
to prevent disclosure of other information.
The DSA MAY choose to notify an error as soon as it is detected,
instead of proceed checking its ability to handle any other extension
present in a request.
</t>
<t>
Implementations may choose to check the validity of extensions,
including controls, as soon as they are parsed.
As a consequence, a critical control might result in an error
before thw "What Failed?" control request is parsed.
Implementations SHOULD check anyway the presence of this control,
unless they detect that the remaining part of the request
is malformed.
Clients SHOULD NOT rely on any specific ordering of controls handling
when requesting the "What Failed?" control.
</t>
<t>
Servers implementing this technical specification SHOULD publish
the object identifier whatFailed-oid (IANA assigned;
see <xref target="iana_considerations" />) as a value
of the 'supportedControl' attribute <xref target="RFC4512" />
in their root DSE.
</t>
</section>
<section title="Control Request">
<t>
The controlType is whatFailed-oid (IANA assigned;
see <xref target="iana_considerations" />);
the controlValue MUST be absent;
the criticality SHOULD be FALSE.
</t>
</section>
<section title="Control Response">
<figure>
<preamble>
The controlType is whatFailed-oid (IANA assigned;
see <xref target="iana_considerations" />);
the controlValue is:
</preamble>
<artwork>
controlValue ::= SET OF oid LDAPOID
</artwork>
<postamble>
If the set of extension OID is empty, the control is omitted
from the response.
The criticality MUST be FALSE.
</postamble>
</figure>
</section>
</section>
<section title="Implementation Notes">
<t>
The "What Failed?" LDAP Control is implemented in OpenLDAP software
using the temporary OID 1.3.6.1.4.1.4203.666.5.17 under OpenLDAP's
experimental OID arc.
</t>
</section>
<section title="Security Considerations">
<t>
Implementations MUST take measures to prevent the disclosure
of sensible information whenever this may result from disclosing
what extension caused an error.
This can consist in excluding the OID of specific extensions from
the controlValue in the response, or in entirely omitting the control
in the response.
</t>
</section>
<section anchor="iana_considerations" title="IANA Considerations">
<section title="Object Identifier Registration">
<figure>
<preamble>
It is requested that IANA register upon Standards Action an LDAP
Object Identifier for use in this technical specification.
</preamble>
<artwork>
Subject: Request for LDAP OID Registration
Person &amp; email address to contact for further information:
Pierangelo Masarati &lt;ando@OpenLDAP.org&gt;
Specification: (I-D)
Author/Change Controller: IESG
Comments:
Identifies the LDAP "What Failed?" Control request
and response
</artwork>
</figure>
</section>
</section>
<section title="Acknowledgments">
</section>
</middle>
<back>
<references title='Normative References'>
&rfc2119;
&rfc4510;
&rfc4511;
&rfc4512;
</references>
<references title='Informative References'>
&rfc4526;
&rfc4529;
</references>
</back>
</rfc>
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